Thomas Griffith is a Senior Managing Director with Winnick & Company. Mr. Griffith is a Financial, Business Development and Operations executive with over 22 years of experience with senior positions in financial product development, operations, and distribution with investment management companies. Mr. Griffith has spent the last 16 years with Nuveen Investments as a Senior Managing Director working as Director of Product Development and most recently as COO of Nuveen’s distribution division. Mr. Griffith has also worked in asset management with NWQ Investment Management, and financial analysis with Smith Barney Shearson. Mr. Griffith earned his BS in engineering from University of California at Berkeley, and an MBA from the University of Southern California.


Founder & Chairman

Gary Winnick


Vice Chairman

Lodwrick Cook (Emeritus)


Managing Partner

Carl Katerndahl


Managing Directors

Andrew Gladston

Thomas Griffith